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Page also exchanged e-mails with quite a few prospective traders where by he verified the precision from the performance numbers inside the advertising components.

From Oct 2017 right until October 2018, the AWC Letter continues, Mr. Page dispersed promoting elements that contained materially inaccurate data “to in excess of two dozen potential buyers.” Also, he allegedly “exchanged emails with many prospective traders by which he affirmed the accuracy of the Master Fund’s general performance final results as set forth during the Feeder Fund’s advertising and marketing elements.” FINRA states that buyers inside the Feeder Fund built “seven distinctive investments… totaling close to $one.

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Exclusively, Page distributed advertising and marketing materials for the hedge fund he shaped to more than 24 possible investors. The marketing and advertising content incorporated effectiveness numbers that significantly overstated the historical rate of return.

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Page confirmed the range’s precision Irrespective of obtaining facts that known as the accuracy of your numbers into problem. Because of this, Page violated FINRA Rule 2010.

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